Legal Eagle Review
Investor Pleads Guilty for Role in Bid-Rigging Scheme at Municipal Tax Lien Auctions
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- Created on Thursday, 25 April 2013 13:53
- Written by LER
Newark, New Jersey - A financial investor who purchased municipal tax liens pleaded guilty today for his role in a conspiracy to rig bids for the sale of tax liens auctioned by municipalities in New Jersey, the Department of Justice announced.
SEC Seeks to Halt Scheme Raising Investor Funds Under Guise of JOBS Act
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- Created on Thursday, 25 April 2013 13:47
- Written by Legal Eagle Review
Spokane, Washington The Securities and Exchange Commission today announced fraud charges against a Spokane Valley, Wash., company and its owner for misleading investors with claims to raise billions of investment capital under the Jumpstart Our Business Startups (JOBS) Act and invest it exclusively in American businesses.
SEC Charges Capital One with Understating Auto Loan Losses
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- Created on Thursday, 25 April 2013 13:45
- Written by LER
Washington, DC - The Securities and Exchange Commission today charged Capital One Financial Corporation and two senior executives for understating millions of dollars in auto loan losses incurred during the months leading into the financial crisis.
Investors to Receive Their Entire Investments Back After SEC Halted Scheme Exploiting Immigration Program
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- Created on Thursday, 25 April 2013 13:42
- Written by Legal Eagle Review
Washington, DC - The Securities and Exchange Commission today announced that investors in a fraudulent investment scheme that offered foreign investors a path to citizenship will get their money back promptly thanks to the SEC’s recent court action. A federal district court judge has ordered the return of all investors’ principal investment in the fraudulent securities offering.
SEC Charges Former Executive with Insider Trading On Nonpublic Information Obtained as Part of Professional Group
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- Created on Thursday, 25 April 2013 13:39
- Written by LER
Miami, Florida - The Securities and Exchange Commission today charged a former corporate executive living in South Florida with insider trading based on confidential information that he learned as part of a professional organization.
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- SEC Charges Former Yahoo Executive and Former Ameriprise Manager with Insider Trading