Legal Eagle Review
SEC Charges Goldman, Sachs & Co. Lacked Adequate Policies and Procedures
- Details
- Created on Monday, 16 April 2012 20:32
- Written by LER
The Securities and Exchange Commission today charged that Goldman, Sachs & Co. lacked adequate policies and procedures to address the risk that during weekly “huddles,” the firm’s analysts could share material, nonpublic information about upcoming research changes. Huddles were a practice where Goldman’s stock research analysts met to provide their best trading ideas to firm traders and later passed them on to a select group of top clients.
SFMS Announces Investigation of Chelsea Therapeutics, Ltd. for Shareholders
- Details
- Created on Monday, 09 April 2012 17:10
- Written by GNW
Shepherd, Finkelman, Miller & Shah, LLP, a law firm with offices in California, Connecticut, Florida, New York, New Jersey, Pennsylvania and Wisconsin, announces that it is investigating possible breaches of fiduciary duty and other violations of law by certain officers and directors at Chelsea Therapeutics, Ltd. ("Chelsea Therapeutics" or the "Company").
SEC Announces Members of New Investor Advisory Committee
- Details
- Created on Monday, 09 April 2012 17:07
- Written by Legal Eagle Review
Washington, DC - The Securities and Exchange Commission today announced the formation of a new Investor Advisory Committee required by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
SEC Settles Fraud Charges Against Silicon Valley Man
- Details
- Created on Monday, 09 April 2012 17:05
- Written by LER
The Securities and Exchange Commission today charged a Silicon Valley man who raised millions for two Internet start-ups by falsely promising investors that his companies were on the verge of undergoing successful initial public offerings and were well on their way to becoming the “next Google.”
New Mexico Man Sentenced to Life in Prison for Drug Related Kidnapping and Murder
- Details
- Created on Monday, 09 April 2012 16:58
- Written by DOJ
Larry Lujan, 33, was sentenced today to life in prison for a kidnapping that resulted in the death of a 16-year-old, announced U.S. Attorney Kenneth J. Gonzales for the District of New Mexico and Assistant Attorney General Lanny A. Breuer of the Justice Department’s Criminal Division.
More Articles...
- Grant Provided to University of Washington Law School for Legal Educators
- Rosen Law Firm Announces Class Action Against New Energy Systems Group
- Pomerantz Law Firm Has Filed a Class Action Against Groupon
- SEC Charges South Florida Man in Investment Fraud Scheme
- SEC Charges Texas Bank Holding Company’s CEO and CFO with Misleading Investors