Legal Eagle Review
SEC Charges Senior Executives at California-Based Firm in Stock Lending Scheme
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- Written by LER
Washington, DC - The Securities and Exchange Commission today charged two senior executives and their California-based firm with defrauding officers and directors at publicly-traded companies in an elaborate $8 million stock lending scheme.
SEC Charges Bay Area Investment Adviser for Defrauding Investors With Bogus Audit Report
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- Written by SEC
Washington, DC - The Securities and Exchange Commission today charged a San Francisco-area investment adviser with defrauding investors by giving them a bogus audit report that embellished the financial performance of the fund in which they were investing.
SEC Charges Chicago-Based Management Consultant With Insider Trading
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- Written by Legal Eagle Review
Washington, DC - The Securities and Exchange Commission today charged a Chicago-based management consultant with insider trading based on confidential information about his client’s impending takeover of a Long Island-based vitamin company.
Putting the FBI at Your Fingertips
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- Written by FBI
Washington, DC - In the spirit of Sunshine Week a national effort promoting open government and freedom of information, we thought you’d like to know about some new technological tools and initiatives that help make FBI information and records more accessible and simpler to use.
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