Legal Eagle Review

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Spokane, Washington  The Securities and Exchange Commission today announced fraud charges against a Spokane Valley, Wash., company and its owner for misleading investors with claims to raise billions of investment capital under the Jumpstart Our Business Startups (JOBS) Act and invest it exclusively in American businesses.

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Washington, DC - The Securities and Exchange Commission today charged Capital One Financial Corporation and two senior executives for understating millions of dollars in auto loan losses incurred during the months leading into the financial crisis.

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Washington, DC - The Securities and Exchange Commission today announced that investors in a fraudulent investment scheme that offered foreign investors a path to citizenship will get their money back promptly thanks to the SEC’s recent court action. A federal district court judge has ordered the return of all investors’ principal investment in the fraudulent securities offering.

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Miami, Florida - The Securities and Exchange Commission today charged a former corporate executive living in South Florida with insider trading based on confidential information that he learned as part of a professional organization.

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Washington, DC - The Securities and Exchange Commission today announced a non-prosecution agreement (NPA) with Ralph Lauren Corporation in which the company will disgorge more than $700,000 in illicit profits and interest obtained in connection with bribes paid by a subsidiary to government officials in Argentina from 2005 to 2009.

  1. SEC Halts Fraudulent Investment Scheme by New York-Based Fund Manager
  2. SEC Charges Northern California Fund Manager in $60 Million Scheme
  3. SEC Charges Two Feeders for One of South Florida's Largest-Ever Ponzi Schemes
  4. SEC Charges Former Yahoo Executive and Former Ameriprise Manager with Insider Trading
  5. Administrative Law Judge Upholds FTC's Complaint that POM Deceptively Advertised Its Products
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