Legal Eagle Review

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The Securities and Exchange Commission today announced charges against a Los Angeles-based market access provider and two officials accused of violating the agency’s market access rule that requires firms to have adequate risk controls in place before providing customers with access to the market.

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The Securities and Exchange Commission today charged a New York-based brokerage firm that operates a dark pool alternative trading system with improperly using subscribers’ confidential trading information in marketing its services.

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The United States is deeply concerned by the continued detention of human rights lawyer Thulani Maseko and journalist Bheki Makhubu in the Kingdom of Swaziland. Maseko and Makhubu were first arrested in March and are being held on charges of contempt of court for publishing an article critical of the High Court of Swaziland.

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WeComply, Inc., a Thomson Reuters business and leader in web-based ethics and compliance training, has announced an updated version of its Conflict Minerals training course. The course covers the fundamentals of the Securities and Exchange Commission’s (SEC) Conflict Minerals Rule and reflects the April 14, 2014 federal court ruling that limits some of the disclosure requirements.

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The renovation project that greatly expanded facilities and student space at The John Marshall Law School in Chicago has been awarded the 2014 Urban Land Institute Chicago Vision Award.

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  3. TAG Calls for Action Following Report on Visa Lottery Gaps
  4. Oklahoma Telecom Company, Its Owner, and a Former Associate Charged in $25 Million Fraud in Federal Wireless Subsidy Program
  5. Conspiracy Charge Filed Against Former Convergex Trader
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