Legal Eagle Review

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The Securities and Exchange Commission charged a former executive at Yahoo! Inc. and a former mutual fund manager at a subsidiary of Ameriprise Financial Inc. with insider trading on confidential information about a search engine partnership between Yahoo and Microsoft Corporation.

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In an Initial Decision announced, Chief Administrative Law Judge D. Michael Chappell upheld a Federal Trade Commission complaint, and ruled that POM Wonderful LLC, its sister corporation Roll Global LLC, and principals Stewart Resnick, Lynda Resnick, and Matthew Tupper violated federal law by making deceptive claims in some advertisements that their POM Wonderful 100% Pomegranate Juice and POMx supplements (POM products) would treat, prevent, or reduce the risk of heart disease, prostate cancer, and erectile dysfunction.

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Thousands of consumers who purchased two home cleaning products from Oreck Corporation will receive refunds from the Federal Trade Commission because company advertisements allegedly made false and unproven claims that the products could reduce the risk of flu and other illnesses, and eliminate virtually all common germs and allergens.

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Washington, D.C - The Securities and Exchange Commission today charged an online brokerage and clearing agency specializing in options and futures as well as four officials at the firm and a customer involved in an abusive naked short selling scheme.

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The Securities and Exchange Commission obtained an emergency court order to halt an ongoing Ponzi scheme that targeted members of the Persian-Jewish community in Los Angeles.

  1. SEC Charges Ponzi Schemer Targeting Church Congregations
  2. SEC Charges Goldman, Sachs & Co. Lacked Adequate Policies and Procedures
  3. SFMS Announces Investigation of Chelsea Therapeutics, Ltd. for Shareholders
  4. SEC Announces Members of New Investor Advisory Committee
  5. SEC Settles Fraud Charges Against Silicon Valley Man
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